Predicting Market Moves Based on Yield Curve

Probably every investor's biggest wish is to be ableunderlying companies will report in the next six to
to predict the direction of the market. However, thenine months. This allows them to enter some
market is so forward looking that profitability doespositions, close out others or ignore certain
not exactly like in predicting market returns but oftencompanies.
in predicting the economy itself. Imagine, forIt should be noted that while three percent is the
example, being able to forecast economic recoverymagic number, it is not an inflexible value. Studying
and recessionary periods before regular investor'sthe monthly trends of the yield curve provide a
could. This could mean less loss (or even profitability)better understanding as to where the rates are
during market downturns by getting out or goingheaded or, better yet, where they have come from.
short while others are still invested "long" and viceThis gives such an investor something of a head
versa. In fact, with the S&P 500 returningstart over other investors who are relying purely on
64.8% from March 9, 2009 until December 31, 2009opinions from the folks at CNBC or the newspapers.
(or 19.7% for the entire year), knowing what theInverted Curve
market forecasts for the economy certainly makesAn inverted curve happens when short-term rates
the task of investment management much lessare higher than long-term rates. Of course, this does
complicated.not always happen like this, but when rates on short
One of the often overlooked tools when it comes toterm investments are very close to those offered
economic forecasting insofar as investing ison long-term investments, investors need to be
concerned is the Yield Curve. Let's take a look atextremely cautious if investing in equities.
what the yield curve signals about the market andThe reason for the rates being so close is that bond
tells us about the overall economic forecast:investors would rather take a lower long-term rate
Steep Curvebecause they expect the short term rates to fall
Normally, there is a three percentage point differencethrough the floor. This happens whenever the
in yield between 3 month Treasury bills and 30 yeareconomy is expected to take a pause, definitely bad
Treasury Bonds. When that difference is more thannews for equity investors.
three percentage points, the indicator from theSummary
market is that the economy is expected to enter anWhile these two signals are clearly not exhaustive,
expansion phase. This is signal normally predicts anthey do allow investors to find the turning points in
end to a recession and provides bond and stockthe economy and determine whether market
market investors with cues that they will seestrength is sound or simply superficial. It can also help
strength in the near future.when deciding whether to make changes to current
Equity investors will study yield curves because theylong-term security holdings.
can have a better understanding about what the