Taking on Angel Investors - A Blessing Or a Curse?

Entrepreneurs struggle with the idea of seekingare angel investors that are in the business of
outside capital and for good reason. An entrepreneurinvesting. They look at many deals in the expectation
must weigh the risk vs. reward for taking onthat they will find 1 that meets a specific criteria to
investment capital. There are 2 types of companies:be worthy of the risk in the investment. They are all
Market Participants and Market Makers. Marketto aware of the risk in angel investing. Because they
Participants are those entrepreneurs that want tohave chosen angel investing as a method to diversify
buy a franchise, open a restaurant...you get the idea.their portfolio and increase their wealth, they most
These companies can make a good living for theirlikely have made at least a few investments that
owners but do not usually bring innovation to thethey lost all their money. Therefore, they aren't as
market or grow very large to produce a big returneasily influenced to invest based on an emotional
on investment. The Market Makers on the otherbuzz that an investor that has an affinity connection
hand are the companies that make the headlines.to the deal, or as a friend and family investor might.
They have invented a new product or way of doingThe fact is, sometimes investment capital can sink an
things that has potential to move markets, changeotherwise healthy business. It isn't "free money". The
lives. They have the potential of being very big or atentrepreneur who takes on outside money from
least big enough to be acquired by another companyinvestors is taking on a fiduciary responsibility and
that can continue the momentum.accountability to those investors to produce a
Both types of companies will often seek outsidespecific result. All is hunky-dory if the company took
capital to get started or to grow their business. Andon the correct amount and has properly planned so
in both cases, entrepreneurs need to have the rightthey can execute and produce the promised results.
expectation on what the expectations andSo knowing when and whether to ask for money is
responsibilities are to that investor or investors. Theypart of the maze one navigates as a new business
types of investment they attract may be differenttakes shape. If the entrepreneur has over committed
but in all cases, the investing party generally expectsthe potential of the business in a misguided attempt
to get a return on their investment. Unless theto "sell the opportunity" then the problem with
entrepreneur is leading a non-profit charity, thefunding becomes in how investors looking for
investor rarely knowingly gives money to anmilestone growth rates (or a quick ROI) can influence
entrepreneur with the expectation that the money isa company's direction in the early days of operations.
lost, gone forever. The very notion that they haveThis can place undo strain on a business while it's just
enough money to invest large sums into anotherfiguring out how to survive. In some cases, if
company means they are savvy enough to usuallyinvestors don't give a business ample time and space
make money when they invest.to figure things out, or if the company didn't raise all
The types of investors that invest in Marketthe capital they really needed, the business maybe
Participants are investors that aren't the typical angelforced to take unnecessary risks resulting in lost
investors looking for big returns. They are "silentcapital without the market results. Similarly, the
partners" in an entrepreneur's business that usuallyentrepreneur may make unqualified assumptions or
know the entrepreneur well. They believe thespend money in the wrong places in an effort to
entrepreneur can succeed and will work hard. Theyshow investors that they are making progress.
generally are looking for a steady flow of incomeThe recommendation here, before taking on
from the investment. They'll share in the revenue orinvestment capital, an entrepreneur should be certain
in effect be the landlord in financing the constructionto do 3 things:
of the franchise. They may have an earn-out1. Assess your level of competition and uniqueness in
provision to their investment over time so as thethe market and determine if you are a market
entrepreneur succeeds and the investor gets all theirparticipant or market maker.
capital investment back, the entrepreneur begins to2. Make a thorough plan to determine how you would
gain greater share of the company. The risk with thisget to market without capital to begin generate
type of investor is that they typically aren't asself-sustaining cash flow
"savvy" as the stereotypical "angel investor" or3. Determine if outside investment capital is absolutely
venture capital firm. They do not have anneeded, what is the exact use of funds for that to
expectation or a tolerance for the company notreach key milestones that would grow your business
generating cash flow very quickly. They can make lifefaster and more profitably than the plan you
miserable for an entrepreneur that doesn't havedeveloped without money.
experience running a business and falters, and avoidsThen based on the outcome of this exercise, the
communication with the investor to get guidance orentrepreneur can identify the right type of investors
help to make the company profitable. This type offor the business and adopt the mental attitude
entrepreneur can be blinded by the money and desirenecessary to start the grueling process of finding
to get their business started, and not consider theinvestors, selling them on your business and closing
personality and business style of the investor. Thethem on the sale of the equity. They will be
"silent partner" can rapidly become a very vocal andforthright with the investors to establish a clear
active participant in the company.expectation on what will be accomplished and how
Investors that invest in Market Maker typewith that capital so that the win-win can come not
companies are what the industry typically callsonly from the experience of having the investors
"Business Angels". Yes they are angel investors, butinvolved but in the successful outcome of the
to more clearly differentiate from the angel investorsbusiness to create wealth for the founders and the
that are called "friends and family", business angelsinvestors.